The SEC announced Sunday that Vanderbilt has been fined $250,000 for the court storming at Memorial Gymnasium on Saturday.

Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...

Wells Fargo and Merrill Lynch will pay $35 million and $25 million, respectively, to settle allegations by the Securities and ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

The SEC has charged Genesis and DCG for misleading investors, imposing a $38 million fine for securities law violations.

Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.

Vanderbilt was fined $250,000 by the Southeastern Conference on Sunday for allowing fans to storm the court Saturday in ...

The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...

The Securities and Exchange Commission has announced multi-million dollar penalties for investment advisors and broker ...

The Vanderbilt University men’s basketball team defeated the No. 6 University of Tennessee by just a single point Saturday, ...

Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission ...

The online trading firm has agreed to settle the Securities and Exchange Commission fines, related to 10 violations, ...